Hum. Reprod. Advance Access originally published online on November 17, 2006
Human Reproduction 2007 22(3):708-716; doi:10.1093/humrep/del448
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Novel disulphide esters of carbothioic acid as potent, non-detergent spermicides with low toxicity to Lactobacillus and HeLa cells in vitro
1 Division of Endocrinology 2 Division of Medicinal Chemistry 3 Division of Pharmaceutics and 4 Electron Microscopy Unit, Central Drug Research Institute, Lucknow, Uttar Pradesh, India
5 To whom correspondence should be addressed at: Division of Endocrinology, Central Drug Research Institute, Chhattar Manzil, PO Box 173, Lucknow 226001, Uttar Pradesh, India. E-mail: gupta.gopal{at}rediffmail.com
| Abstract |
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BACKGROUND: The design, synthesis, characterization and evaluation of a novel series of non-detergent spermicides has led to the discovery of two unique molecules (DSE-36 and DSE-37) that were
25 times more potent spermicides than nonoxynol-9 (N-9). METHODS: Normal human spermatozoa were used to assess the spermicidal activity (SanderCramer Assay), the effect on sperm-membrane integrity [hypo-osmotic swelling test (HOST)], supravital staining and scanning electron microscopy (SEM) and the induction of apoptosis [fluorescein isothiocyanate (FITC) Annexin-V and JC-1 labelling using flow cytometry] by the new class of compounds. HeLa and Lactobacillus cultures were used to assess the cytotoxicity of compounds and their compatibility to normal vaginal flora, respectively. RESULTS: Compounds DSE-36 and DSE-37 exhibited a strong spermicidal activity [minimum effective concentration (MEC) = 0.002%], which was
25 times more potent than that of N-9 and Sapindus saponins (MEC = 0.05%). As compared with surfactants, DSE-36 and DSE-37 were found to be safer at MEC towards the growth and survival of Lactobacilli and HeLa cells in vitro and to have a milder effect on sperm plasma membrane. At EC50 both induced apoptosis in sperm cells as characterized by increased labelling with Annexin-V and decreased polarization of sperm mitochondria. CONCLUSION: Preliminary studies have revealed that in sharp contrast to the non-specific surfactant action of N-9, DSE-36 and DSE-37 have a highly potent, mechanism-based, detrimental action on human sperm. The unique ability of these non-detergent molecules to selectively kill sperm and spare Lactobacilli and HeLa cells at MEC values much lower than that required for N-9 indicates their potential as superior ingredients for formulation into microbicidal contraceptives.
Key words: contraception/non-detergent spermicides/spermicidal activity/selective toxicity
| Introduction |
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The continued high rates of unintended pregnancies and the relentless expansion of the sexually transmitted disease/human immunodeficiency virus (STD/HIV) epidemic, especially in less-developed countries, warrant the development of novel strategies to help individuals avoid these risks (Doncel, 2006
Keeping in view the ill effects of N-9, the design, synthesis and evaluation of many non-detergent spermicidal/microbicidal molecules was taken up at the Central Drug Research Institute (Srivastava et al., 1999
; Kumaria et al., 2002
; Maikhuri et al., 2003
; Gupta et al., 2005
; Kiran Kumar et al., 2006a
,b
). Recently, a novel series of non-detergent disulphide esters of dialkylaminocarbothioic acid was discovered and yielded several very promising spermicidal molecules (Dwivedi et al., unpublished). Some of these can potentially replace N-9 in contraceptive preparations. We report here the biological activity, preliminary safety data and basic mechanism of action of two very potent and promising molecules from this series (Figure 1). These compounds have been studied in comparison with N-9 and Sapindus saponins to bring out the salient advantages of these molecules over surfactant spermicides.
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| Materials and methods |
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Human spermatozoa
Fresh human semen samples obtained by masturbation into a sterile vial from healthy, young, fertile donors were liquefied for 45 min at 37°C and used for in vitro spermicidal and mechanism of action assays. Samples having >65 x 106/ml sperm count with >70% motility and normal sperm morphology were used in the study. The ethical approval for this study was obtained from the Institutes ethics committee.
DSE-36 and -37
DSE-36 and -37 were prepared as tartarate salts by the chemist authors (V.L.S., S.T.V.S.K.K. and A.K.D.) in the Process and Medicinal Chemistry Division of the Institute, as per the molecular structures shown in Figure 1. All compounds were >99.5% pure [analytical high-performance liquid chromatography (HPLC)] and were characterized by mass, infrared and nuclear magnetic resonance (NMR) spectroscopy and also by elemental analysis. The compounds were hygroscopic and extremely soluble in water (saline).
Spermicidal test
The test compounds were dissolved in physiological saline to make a 1.0% (10 mg/ml) solution and diluted serially up to 0.001%. A spermicidal test was performed with each dilution starting from 1.0% till the minimum effective concentration (MEC) was arrived at, following the modified method of Sander and Cramer (1941)
. Briefly, 0.05 ml of human semen was added to 0.25 ml of spermicidal compound solution and vortexed for 10 s. A drop was immediately placed on a microscope slide, covered with a cover glass and examined under a phase-contrast microscope. The result was scored positive if 100% spermatozoa became completely immotile within 20 s. The MEC was determined in three individual semen samples from different donors. EC50 values (concentration killing
50% of sperm in vitro) for the spermicides were determined by a Computer Assisted Sperm Analyzer (CASA) system (Model HTM-IVOS, Hamilton Thorn Research, MA, USA). Semen was mixed with spermicide solution (serially diluted from MEC) in the ratio of 1:5 (as indicated above) and analysed immediately for percentage motility with the help of CASA using phase-contrast optics and an acquisition rate of 30 frames/s in a pre-warmed Makler (Sefi Medical Instruments, Haifa, Israel) chamber at 37°C. The data were acquired in
60 s. A concentration-versus-percentage motility curve was plotted to determine the approximate EC50. This value was used as a reference to prepare finer dilutions of the compounds, and the final EC50 value was determined manually through visual scoring under a phase-contrast microscope by two independent workers in three semen samples from different donors, employing the modified SanderCramer assay protocol. The most agreeable data were selected.
Cytotoxicity towards human cervical (HeLa) cell line by lactate dehydrogenase-release assay
A colorimetric assay for lactate dehydrogenase (LDH) release was used for the evaluation of the cytotoxicity of spermicidal compounds against the HeLa cell line. Exponentially growing HeLa cells were seeded into 96-well tissue culture plates at a density of 2 x 104 cells per well (in triplicate). After 24-h incubation in a CO2 incubator at 37°C in 5% CO2, 95% air atmosphere, the culture medium [Dulbeccos modified Eagles medium (DMEM)] was replaced with 100 µl of fresh medium containing serially diluted spermicidal compounds. Control wells contained the medium only. Culture plates were incubated for another 5 h, and then 50 µl of the supernatant from each well of the assay plate was pipetted into the corresponding well of a flat-bottom 96-well plate. Colour reaction for LDH assay and IC50 measurement for cytotoxicity were performed using CytoTox-96 kit (Promega, Madison, WI, USA) by following the instructions of the manufacturer. Optical densities at 490 nm were measured in a microplate reader (µQuant, Bio-Tek, USA).
Effect on Lactobacillus acidophilus in vitro
The effect of compounds exhibiting potent spermicidal activity on Lactobacillus acidophilus was determined by following the method published earlier from this laboratory (Ojha et al., 2003
). Briefly, Rogosa SL agar plates (7.5%; containing 0.132% acetic acid), prepared with (experimental) or without (control) the addition of spermicidal compounds, were inoculated with L. acidophilus (
70 spores/10 cm2) and incubated at 37°C in 5% CO2 and 95% air for 72 h. The number and size of colonies were recorded at the end of the experiment. The average colony size (% of control) was multiplied by the colony number and divided by 100 to arrive at the data presented. The average colony size for the control was taken as 100%.
Effect on sperm plasma membrane integrity
Supravital staining with fluorescent dye [propidium iodide (PI)] and the hypo-osmotic swelling test (HOST) were used to assess the effect of new spermicides on sperm-membrane permeability, using three different semen samples. Samples of 0.2 ml liquefied semen were treated with 1.0 ml of spermicide solution at the MEC (1.0 ml of buffer in control tubes) and incubated for 1 min at 37°C. The spermatozoa were pelleted (500 g for 5 min) and 0.001% PI solution was added to the pellet, mixed and incubated for 15 min at 37°C. A wet mount for each compound was observed first in normal light and then in blue light [from a mercury lamp using the B2A (Nikon) filter], and the total number of sperm as well as sperm with fluorescent (red) heads was recorded, respectively. The same was repeated for other fields of view. The HOST of Jeyendran et al. (1984)
was used to determine the effect on the physiological integrity of the sperm membrane. Human spermatozoa treated with spermicide solution (as in the supravital staining experiment) were pelleted, treated with hypo-osmotic solution and mixed gently. The suspension was incubated for 30 min at 37°C. A wet mount was prepared for each compound solution and observed under a phase-contrast microscope, and spermatozoa with and without tail curling were counted and recorded.
Flow cytometric assays for induction of apoptosis
The induction of sperm cell apoptosis by spermicidal compounds was studied by labelling with fluorescein isothiocyanate (FITC)Annexin-V (changes at sperm surface) and with the fluorescent probe JC-1 (changes in sperm mitochondrial transmembrane potential, 
m) using flow cytometry.
Changes at sperm membrane by FITCAnnexin-V labelling
Dual fluorescent labelling with FITCAnnexin-V and PI was used to study the expression of phosphatidylserine on sperm surface (apoptotic cells) and the sperm-membrane permeability (necrotic cells), respectively. Aliquots of 1.0 ml of highly motile sperm (107) in triplicate were incubated in BWW-0.3% bovine serum albumin (BSA) at 37°C for 3 h with EC50 concentrations of spermicide solution (experimental) or buffer only (control) or 50 µM carbonyl cyanide 3-chlorophenylhydrazone (CCCP, positive control). After incubation, sperm were washed in 1% BSA in Tyrodes buffer (TBSA) and labelled with fluorescent probes using the Annexin-VFITC apoptosis detection kit (Sigma-Aldrich, Saint Louis, MO, USA) by following the manufacturers instructions. The percentages of sperm with positive Annexin-V and PI labelling were determined in a flow cytometer (Model FACS Calibur, BD Biosciences, USA) equipped with an argon laser (488 nm) for excitation, using the threshold signals for membrane-intact motile sperm. Three separate experiments were performed using sperm from different donors. Four populations of sperm cells (unstained, FITC, FITC + PI and PI) were identified (Anzar et al., 2002
) and designated as viable, apoptotic, necrotic and dead, respectively.
Changes in sperm mitochondrial transmembrane potential using JC-1 fluorescent probe
Mitochondrial transmembrane potential (
m) maintains the polarized state of mitochondria, and a loss of 
m is an early marker of apoptosis. The lipophilic dye JC-1 (5,5',6,6'-tetrachloro-1,1',3,3'-tetraethylbenzimidazole carbocyanine iodide) selectively enters the mitochondria and depending on the membrane potential forms J-aggregates that are associated with a large shift in emission spectra. The colour of the dye changes reversibly from green to greenish orange as the 
m becomes more polarized. Highly motile sperm (107) in triplicate were incubated in BWW-0.3% BSA at 37°C for 3 h with EC50 concentrations of spermicide solution (experimental) or buffer only (control) or 50 µM CCCP (positive control). After incubation, 10 µg/ml JC-1 (Sigma-Aldrich) was added from a stock solution of 1 mg/ml in dimethylsulphoxide (DMSO) and incubated for another 10 min. Finally, sperm were washed with Tyrodes salt solution and analysed in a flow cytometer (Model FACS Calibur, BD Biosciences) using an argon laser (488 nm) for excitation, and emissions at 530 (green) and 575 (red/orange) were quantitated using the threshold signal for JC-1-labelled intact motile sperm.
High resolution scanning electron microscopy
High resolution scanning electron microscopy (HR-SEM) was utilized for topographical imaging of membrane domains over the sperm head. Briefly, sperm suspensions were fixed in 1% paraformaldehyde and 1% glutaraldehyde in 0.1 M sodium cacodylate buffer for 4 h at 4°C. After washing in cacodylate buffer, suspensions were placed on 0.1% poly-L-lysine-coated glass chips and allowed to adhere for 1 h at room temperature. Samples were post-fixed in 1% osmium tetroxide for 1 h at room temperature and subsequently dehydrated through an ascending series of ethanol, critical point dried and coated with AuPd (80:20) using a sputter coater (Polaron E5000). All samples were examined in a FEI XL 30 (Philips FEI, The Netherlands) SEM at an accelerating voltage of 30 kV. Micrographs were taken at a magnification of x10 000. For each sample, at least 150 sperm were scanned for intactness of the sperm acrosomal region.
| Results |
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Spermicidal potential
Compounds DSE-36 and -37 killed 100% human sperm in 20 s at a minimum concentration of 20 µg/ml (0.002%), whereas N-9 and Sapindus saponins did the same at 500 µg/ml (0.05%). The EC50 for these compounds was 12, 10, 80 and 360 µg/ml, respectively (Table I).
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LDH-release assays for cytotoxicity
At MEC, DSE-36 and -37 did not exhibit any detectable cytotoxicity towards the human cervical (HeLa) cell line. The IC50 for cytotoxicity of DSE-36, DSE-37 and N-9 towards HeLa cells was 0.359, 0.690 and 0.0135 mM, respectively. The safety index of the compounds was calculated as a ratio of cytotoxicity IC50 to spermicidal EC50. DSE-36 and -37 exhibited a safety index of 21.11 and 49.28, respectively, both much higher than that of N-9 (0.105). Thus, the cytotoxicity assay revealed a massive 201- and 469-fold higher level of safety for DSE-36 and -37, respectively, compared with N-9 (Table II). Sapindus saponins were almost equitoxic to N-9 on the basis of percentage (w/v) concentrations. Because saponins are a mixture of compounds, their millimolar solution could not be made, and hence the data has not been included in Table II.
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Scanning electron microscopy
Compounds DSE-36 and -37 did not cause any visibly significant damage to the sperm plasma or acrosomal membrane structure at MEC (Figure 2A and B). However, N-9 acutely damaged the sperm membrane with complete loss of the acrosomal structure in most of the sperm cells (Figure 2C). Sapindus saponins also caused visibly severe damage to sperm cells by dissolving plasma/acrosomal membranes at several points and causing perforations (Figure 2D). It was noticed that the sperm cells treated with DSE-36 appeared plasmolysed and shrunk especially in the mid-piece region (Figure 2B), whereas those treated with DSE-37 were normal or slightly swollen (Figure 2A) as compared with control (Figure 2E).
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Effect on normal vaginal flora (Lactobacillus) in vitro
DSE-36 and -37 did not significantly affect the size and number of Lactobacillus colonies at MEC and x2 MEC concentrations. However, at 10- and 20-fold higher concentrations over MEC, Lactobacillus growth was inhibited by
20 and
60% with DSE-36 and by
27 and
40% with DSE-37, respectively. These changes were statistically significant. On the contrary, N-9 inhibited the growth of Lactobacillus colonies significantly by
84% at MEC and 100% at x2 MEC. In comparison with N-9, a lower but significant inhibition of Lactobacillus growth by
24,
44 and
82% (at MEC, x2 MEC and x5 MEC, respectively) was encountered with Sapindus saponins (Figure 3).
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Supravital staining and HOST
A complete loss of structural membrane integrity in total sperm cells (100% PI stained) was accompanied by an anticipated total loss of sperm-membrane physiology (100% HOST-negative), after treatment with N-9 and saponins at MEC (Figure 4). The sperm-membrane permeability was also affected by the non-detergent spermicides at MEC, but the effect was much more mild in comparison with N-9 and saponins. The number of HOST-negative sperm increased from
27% in the control to
73 and
68% in DSE-36- and DSE-37-treated samples, respectively. Similarly, the number of PI stained sperm also increased from
25% in the control to
55 and
51% in DSE-36- and DSE-37-treated samples, respectively (Figure 4). Thus, the physiological integrity of sperm membrane appeared more vulnerable to treatment by the new spermicides than the structural integrity.
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Annexin-VFITC labelling
The data from the dual fluorescent labelling with Annexin-VFITC and PI showed that the control sample contained about 56% viable, 16% apoptotic, 26% necrotic and 1% dead sperm. After treatment with N-9 at EC50, the number of necrotic cells rose sharply and significantly to
87% with a concomitant reduction in the populations of viable (
1%) and apoptotic (
10%) sperm cells (Figure 5). In the case of saponin treatment, the necrotic cell number rose to
89% with a simultaneous reduction in viable (
1%) and apoptotic (
8.5%) sperm numbers. Treatment with DSE-36 and -37 at EC50 resulted in significant increases in the populations of both apoptotic and necrotic cells, with former being the predominant cell type after treatment. The apoptotic and necrotic cell populations were increased to
55 and
38%, respectively, after treatment with DSE-36 (Figure 5). Similarly, the apoptotic and necrotic cell populations were increased to
52 and
43% after treatment with DSE-37. The action of new spermicides was very much similar to that of the positive control compound CCCP (
51% apoptotic and 39% necrotic), which is well known for inducing apoptosis in living cells.
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JC-1 labelling
There was a significant decrease in mitochondrial transmembrane potential (

m) of sperm cells treated with spermicides as indicated by an increase in number of sperm exhibiting green fluorescence for JC-1. However, the decline was greater in case of DSE-36 (28%), DSE-37 (20%) and CCCP (50%) than in case of N-9 (5%). Surprisingly, the 
m decline for saponins (47%) was more similar to that for CCCP than for N-9 (Figure 6).
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| Discussion |
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The role of sulphydryl and disulphide groups in maintaining the membrane fluidity (Yelinova et al., 1996
The finer aspects of spermicidal action on sperm cell were studied at EC50 concentration using flow cytometry. The compounds DSE-36 and -37 apparently induce apoptosis in sperm cells, which was characterized by an increase in FITCAnnexin-V labelling (green fluorescence) of sperm. Induction of apoptosis by increased Annexin-V labelling in human sperm has been demonstrated in case of some other non-detergent spermicides (DCruz et al., 1998
b). The surfactant spermicides on the contrary induced necrosis as revealed by increased FITCAnnexin-V as well as PI labelling (green and red/orange fluorescence) of sperm cells at EC50 concentration. This further indicates a mechanism-based action of DSE-36 and -37 on human sperm that is different from the general dissolution of cell membrane lipid bilayer by surfactants.
Mitochondrial transmembrane potential maintains the integrity of mitochondrial polarization for normal energy generation and dissipation (Bains et al., 2006
), and a significant drop in this potential indicates initiation of apoptotic process (Chaoui et al., 2006
). The depolarization of sperm mitochondria and induction of apoptosis by the non-detergent compounds, and not by N-9, once again reflects different mechanisms of action. Conversely, the saponin action here was similar to pro-apoptotic compound CCCP and not N-9. This may indicate that the action of plant saponins may differ from synthetic detergents at EC50.
A very careful evaluation of SEM data indicates that the two new non-detergent spermicides with similar molecular structures and biological activities may in fact have a different action on sperm physiology. The mid-piece region of sperm treated with DSE-36 appears constricted, whereas that of sperm treated with DSE-37 looks normal or slightly swollen. This may indicate the two compounds affect the water channels on sperm cell in a contrasting manner, and this is being investigated in detail. However, this study draws attention to two unique non-detergent, disulphide esters of carbothioic acid that possess a specific and potent action on human sperm cell viability and therefore hold promise as safer options for local contraception. These compounds can suitably replace N-9 in vaginal preparations to make them more innocuous for repeated use without the apprehension of increasing the susceptibility of users to HIV and other STD infections. On the contrary, microbicidal agents supplemented with contraceptive activity are of particular interest because consumer preference studies suggest that most women worldwide prefer a vaginal prophylactic product to be both antimicrobial and contraceptive (Hardy et al., 1998
). However, owing to cytotoxicity and formulation problems, N-9 cannot be formulated with a potent microbicidal agent (Zaneveld et al., 2002
). Thus, the new molecules may find application for formulation into most of the future microbicidal preparations to incorporate potent contraceptive activity without increasing toxicity.
| Acknowledgements |
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This study was supported by a grant from the Ministry of Health and Family Welfare, Government of India. One of the authors (R.K.J.) thanks the Council of Scientific and Industrial Research, Rafi Marg, New Delhi, India for the award of Senior Research Fellowship.
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Submitted on August 2, 2006; resubmitted on October 10, 2006; accepted on October 19, 2006.
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